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冬油菜葉面積指數(shù)高光譜監(jiān)測(cè)最佳波寬與有效波段研究
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國(guó)家自然科學(xué)基金項(xiàng)目(31471941)和國(guó)家油菜產(chǎn)業(yè)體系建設(shè)專項(xiàng)項(xiàng)目(CARS-12)


Selection Optimization of Hyperspectral Bandwidth and Effective Wavelength for Predicting Leaf Area Index in Winter Oilseed Rape
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    摘要:

    以冬油菜為研究對(duì)象,利用連續(xù)3季(2013—2016年)不同氮營(yíng)養(yǎng)水平下冬油菜關(guān)鍵生育期400~1350nm冠層高光譜和LAI數(shù)據(jù),研究基于偏最小二乘(Partial least square,PLS)回歸分析的冬油菜原初光譜(Raw spectral reflectance,R)及一階微分光譜(First derivative reflectance,F(xiàn)DR)窄波段光譜變量(1、5、10、20nm)和寬波段光譜變量(40、80、100nm)與LAI之間關(guān)系,確定可穩(wěn)定指示油菜LAI時(shí)空變化的最佳波寬及其有效波段。在此基礎(chǔ)上,進(jìn)行了基于有效波段最優(yōu)波寬下冬油菜LAI預(yù)測(cè)和精度驗(yàn)證。結(jié)果表明,冬油菜LAI對(duì)氮肥響應(yīng)具有高度敏感性,可較為充分反映油菜LAI時(shí)空變化,其建模集和驗(yàn)證集變異系數(shù)分別為65.4%和54.4%;隨波寬增加,基于R-PLS和FDR-PLS回歸模型的冬油菜LAI預(yù)測(cè)精度均呈先增加后降低趨勢(shì),至窄波段光譜變量和寬波段光譜變量臨界處20nm波寬時(shí)達(dá)最高,且FDR-PLS預(yù)測(cè)效果顯著優(yōu)于R-PLS,建模集和驗(yàn)證集相對(duì)分析誤差(Relative percent deviation, RPD)分別為2.223和2.004。根據(jù)FDR-PLS回歸模型中各波段變量重要性投影值(Variable importance for the projection, VIP),確定基于該最佳波寬條件下油菜LAI有效波段分別為759、847、921、1002、1129nm。此后,再次構(gòu)建基于上述有效波段的油菜LAI預(yù)測(cè)模型,建模集和驗(yàn)證集RPD分別為2.004和1.707,反演效果較為理想。

    Abstract:

    Leaf area index (LAI) is an important biophysical parameter for assessing of agroecosystems, which is widely used in various applications. The ground-based hyperspectral remote sensing technique is known to be inexpensive but effective for monitoring of the LAI of crop canopies. During the past twenty years period, hyperspectral technique has been adopted increasingly for plant LAI evaluation, which demands unique technique procedures compared with the conventional multispectral dataset, such as dimension reduction and denoising. Thus, identifying of the optimal bandwidths as well as effective wavelengths (sensitive wavelengths) is of great importance for improving the accuracy of crop LAI assessment based on the hyperspectral remote sensing data. As one of the most important oil crop in China, with a cultivated area of 7.5 million hectares and a production of about 14.4 million tons of seeds. Accurate and real-time assessment of spatial and temporal variations of crop LAI is particularly important. The objectives were to identify the optimal bandwidths and their effective wavelengths which were best suited for characterizing the winter oilseed rape biophysical variables. Five nitrogen field experiments involving different ecological sites, cultivars and planting patterns were carried out over three consecutive growing years (2013—2016) in Hubei, China. The in-site canopy hyperspectral reflectance dataset of winter oilseed rape were obtained over a wavelength region from 400nm to 1350nm (the visible and nearinfrared region), and quantitative correlations between LAI and their hyperspectra were analyzed. Moreover, a partial least square (PLS) regression model for LAI prediction was employed with different bandwidths (narrow and broad band spectral variables) canopy raw spectral reflectance (R) and its transformation technique: the first derivative reflectance (FDR). The prediction accuracy of the optimal bandwidths were determined by comparing coefficient of determination (R2), root mean square error (RMSE) and relative percent deviation (RPD) between the observed and predicted LAI values for both the calibration(cal) and validation(val) datasets. The results indicated that the values of LAI had a similar range in both the calibration dataset and the validation dataset and provided high variable coefficient values, indicating that the data partitioning was reasonable and could avoid unbiased evaluation. Compared with the R-PLS model for LAI estimation, the FDR-PLS model yielded higher retrieval accuracy for LAI prediction, and the optimal bandwidth was 20nm. The R2val, RMSEval and RPDval between the observations and predictions were 0.779, 0.414 and 2.004, respectively. The VIP scores of the FDR-PLS model with a full hyperspectral region (400~1350nm) were applied to select the effective wavelengths and decrease the high dimensionality of the canopy spectral reflectance data. Five wavelengths centered at 759nm, 847nm, 921nm, 1002nm and 1129nm were selected as sensitive wavelengths for monitoring the LAI status. The newly-developed FDR-PLS models for LAI prediction (R2val was 0.715, RMSEval was 0.486 and RPDval was 1.707) provided accurate estimations based on the field experiment validations using the effective wavelengths. The analytical thinking could provide an inventive thought thread of plant spectral wavelength selection for crop LAI prediction, and it also could provide a theoretical foundation for wavelength settings of broadband multispectral imaging spectrometer and monitoring potential applications of remote sensing data.

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李嵐?jié)?李靜,明金,汪善勤,任濤,魯劍巍.冬油菜葉面積指數(shù)高光譜監(jiān)測(cè)最佳波寬與有效波段研究[J].農(nóng)業(yè)機(jī)械學(xué)報(bào),2018,49(2):156-165. LI Lantao, LI Jing, MING Jin, WANG Shanqin, REN Tao, LU Jianwei. Selection Optimization of Hyperspectral Bandwidth and Effective Wavelength for Predicting Leaf Area Index in Winter Oilseed Rape[J]. Transactions of the Chinese Society for Agricultural Machinery,2018,49(2):156-165.

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  • 收稿日期:2017-06-09
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  • 在線發(fā)布日期: 2018-02-10
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